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BSA and Civil Money Penalties: Be Prepared for Your Next Examination
Webinar
11 AM CT
Presenter(s): Kenneth Agle
Duration: 1 hour
Pricing:
Live, Digital Download or CD
combos available for an additional $50
$299 - (full-price, no discount)
$249 - (for Affiliation Members)
The civil money penalties being issued for BSA violations lately is a perfect reminder of why your BSA/AML program should be modeled on the expectations outlined by the FFIEC’s 2010 Examination Guidelines. And implementation of the program must be flawless. But how do you use the examination procedures to your benefit? How do you ensure your institution is addressing the examiner’s expectations and regulatory guidelines?
Join Ken Agle for a fast-paced, focused analysis of the BSA/AML expectations, where other institutions have lost their way, what these expectations mean for your institution, and how you can be well prepared for your next BSA/AML Examination. This webinar will focus on key elements of BSA/AML, including:
- Regulatory enforcement orders on BSA/AML and lessons to be learned
- The BSA/AML compliance program structure and expectations
- How the examination guidelines are used by your examiner
- How your institution should use the Core Examination Procedures
- How to fully comprehend the Suspicious Activity Reporting guidelines
- The impact of Remote Deposit Capture, Foreign Correspondent Accounts, CDD and EDD on BSA/AML
BIO: Kenneth Agle
As President/CEO of Counter Risk Group, Mr. Agle brings over 20 years of banking experience covering numerous facets of banking operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting today’s financial institution. Prior to launching his own consulting firm, Mr. Agle had been a bank examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including Safety and Soundness, Compliance, BSA, IT and Trust.
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