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Program Terms and ConditionsDiscover What Regulatory Orders Can Reveal: A 2009 Review
Recorded: Feb 23, 2010
Presenters: John Hurlock
Duration: 1 hour
Price: $249 / $199 for Affiliation Members
2009 was a turbulent year for bankers, with many bank failures and even more regulatory orders issued. For the banks that have survived, there are many questions about what the future holds for them. One way to have a sense of control over these uncertainties is to have a better understanding of what the regulatory agencies ‘ expectations are and one way to assess this is by reviewing the regulatory orders they issue.
This Webinar is designed to provide you with information and analysis on the focus of regulatory orders and also disclosures made by banks in 8K filings.
This information is intended to help you examine your own institution and identify where it's potential weaknesses are.
Highlights...
- The top issues disclosed in regulatory orders after analysis of over 500, 2009 Orders
- Review of the regulatory order process, how and why orders are issued and who within the bank is responsible for compliance
- Discussion of major trends in regulatory orders by analyzing the issued orders
- Discussion of the remediation process. What it takes to come out from under an order
- Examine actual case studies of banks that have been through a regulatory order
Who should attend...
- Anyone who interacts with the regulators and is responsible for managing the examination process
- Auditors
- Executives
- Board members
Continuing Professional Education Credit
Delivery Method: Group Internet-based CPE Credits: 1
Program Level: Overview Prerequisites: None Advance Preparation: None
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