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Program Terms and ConditionsGet the New Regulation GG Exam Procedures Right
Presenter: Lauren Sparks
Duration: 1 hour
Price: $249 / $199 (for Affiliation Members)
Since June you’ve had to be in compliance with the Regulation GG (The Unlawful Internet Gambling Enforcement Act (UIGEA)) rules that prohibit institutions from accepting payments from any person engaged in the business of betting or wagering with a business in unlawful internet gambling. And just in time, the regulators have jointly issued examination procedures to review whether your institution complies.
Join us to learn what you should be doing or not doing and where these requirements fit on your TO DO list as the Risk Manager, Compliance Officer, IT Officer or Operations Manager? We’ll discuss the basic requirements under Reg GG, and how to apply the exam procedures so you can assess where your risks are. We’ll also cover:
- How we got here
- Basic requirements under Regulation GG
- Basic elements of exam procedures
- Determining your current UGIEA risk
- Your “To Do” list:
- Taking a fresh look at your Policy & Procedures
- Processes to verify
- Documentation ideas
BIO: Lauren Sparks
Lauren Sparks is a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Regulatory Compliance Manager (CRCM) with over 26 years experience in banking, including 15 years in compliance and internal auditing. Lauren has extensive operations experience as well as expertise in policy and procedure development. She has been approved by the OCC to assist in BSA and compliance examinations of national banks.
Most recently, she served as National Director in Risk Management Services for Sheshunoff Consulting + Solutions where she provided risk management services, concentrating on special projects and high-risk engagements. She also holds an Accredited ACH Professional (AAP) designation, and has been a frequent writer and speaker for professional banking organizations and publications including the American Bankers Association and NACHA.
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Sheshunoff Consulting + Solutions is registered with the National Association of State Boards of Accountancy (NASBA), as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org. |