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Remote Deposit Capture: Surviving Your Examination
Webinar
11 AM CT
Presenter: Anne J. Cheatham and J. Scott Gupton
Duration: 1 hour
Pricing:
$299 - Live, Download or CD
$249 - (for Affiliation Members)
$349 - Live + Download or Live + CD
Are you prepared for your examiners to review your Remote Deposit Capture program? When the FFIEC issued "Risk Management of Remote Deposit Capture", your institution became subject to a review of this area by your regulators. Now, the recently issued FFIEC IT Examination Guidance gives the examiners the areas to focus on, includes exam procedures for Remote Deposit Capture, and further emphasizes the need to be prepared for a complete review of your Remote Deposit Capture process at your next examination.
Are you ready? Have you developed and implemented appropriate policies and procedures to mitigate risk? Have you documented information to demonstrate to your regulators that your institution has taken all appropriate measures to manage the process and mitigate risk?
During this webinar, you'll learn what procedures and documentation are recommended to ensure your institution demonstrates compliance with the FFIEC's guidance on Remote Deposit Capture.
We will provide an overview of:
- Risk Assessment
- Risk Mitigation
- Measuring and monitoring risk
- Policy
- Internal Procedures
- Risk Assessment
- Contracts and evidence of legal review
- Client Underwriting
- Annual Review of Clients
- Client Activity Monitoring and Analysis
- Exception Resolution
- Annual training information
- Client File Contents
- Annual Employee Training
- Annual Client Training
- Audit Procedures and Results
- Business Continuity Plan
- Management and Board Oversight
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Documentation of the following:
BIOS:
Anne J. Cheatham has had a varied career in the banking industry. During her career, she served for over 20 years as a member of senior management in three de novo banks, each of which she helped form. She served for 3 years as a member of a bank’s Board of Directors. Anne has had responsibility for many financial and administrative areas including regulatory reporting, accounting, auditing, retail deposit and delivery services, compliance, asset liability management, bank investments, bank operations, and information technology. Ms. Cheatham is currently an independent bank consultant working with banks in the areas listed above. She has authored or co-authored more than 10 publications for AlexInformation and has been a frequent speaker in the banking industry having conducted training programs for bankers nationwide on behalf of, AlexInformation, Jack Henry National Users Group, Tennessee Bankers Association, BAI as well as Sheshunoff Consulting + Solutions.
J. Scott Gupton is Chief Operating Officer and Executive Vice President of Sumner Bank and Trust, Gallatin, TN. Gupton serves as a senior executive officer whose responsibilities include overseeing bank operations, accounting, financial reporting, facilities, information technology, compliance, vendor management and auditing functions. This is the second de novo bank for which he has been involved. Prior to joining Sumner Bank and Trust, Scott's diverse banking experience included operations management, relationship management and lending as well as some of his current responsibilities, at a state wide commercial bank, a large national bank and a midsized community bank.
He is a graduate of the University of TN at Knoxville with a BS in Business Administration and Marketing. He is also a graduate of The Southeastern School of Banking at the Owen Graduate School of Management at Vanderbilt University. Scott has spoken to industry groups on remote capture, merchant capture and branch capture strategies, risk assessment and risk management. He has co-authored 2 publications, has spoken at financial industry conferences and has served as an expert witness on financial industry matters.
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Sheshunoff Consulting + Solutions is registered with the National Association of State Boards of Accountancy (NASBA), as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org. |