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The Brave New World of BSA: Regulatory Examinations More Focused on Risk Areas
Webinar
11 AM CT
Presenter(s): Kenneth Agle
Duration: 1 hour
Pricing:
$299 - Live, Download or CD
$249 - (for Affiliation Members)
$349 - Live + Download or Live + CD
BSA examinations are undergoing changes. As the regulators rely more heavily on BSA risk exam specialists, the bar has been raised on what is expected from financial institutions. Facing such a challenge requires that you be innovative and anticipate where the hot buttons are within the BSA regulation, and address them. It requires the BSA Officer to take full control over the BSA program. Failing to meet those expectations is costly, including tough examination responses, costly implementation of new systems, imposed penalties and even enforcement orders.
Join Ken Agle for a fast-paced, concentrated review of the areas where innovation and insight will matter. In this webinar, we will cover the following:
- How to construct an effective BSA/AML Compliance Program Structure
- How to conduct the information flow throughout your organization to ensure proper communication.
- Which elements are crucial to your BSA program
- What practical steps you can take from the Core Examination Procedures
- How to use your BSA/AML Monitoring System effectively to avoid regulatory criticisms and promote Examination Control.
- Which key measurements to use to gauge the strength of your monitoring
- How to develop and organize a Report to form the basis of a strong BSA/AML monitoring program. A Sample Report is provided.
BIO: Kenneth Agle
As President/CEO of Counter Risk Group, Mr. Agle brings over 20 years of banking experience covering numerous facets of banking operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting today’s financial institution. Prior to launching his own consulting firm, Mr. Agle had been a bank examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including Safety and Soundness, Compliance, BSA, IT and Trust.
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