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How to Conduct SAR/No-SAR Investigations and Write the Narratives
Webinar
11 AM CT
Presenter: Kenneth Agle
Duration: 1 hour
Pricing:
$269 (includes 10% discount for using a credit card to register)
$299 (full-price, no discount)
$249(for Affiliation Members)
The true measure of your BSA department’s effectiveness is how strong your investigations are, how complete the narratives are, and how well you maximize your department’s ability to focus first on the highest risk alerts. Careful planning and a risk-weighted approach for conducting investigations are key factors in your success.
Join Ken Agle for a fast-paced, in-depth discussion about one of the greatest challenges of BSA/AML and how to take the next important steps, including:
- How to incorporate a risk-based, CIP system into your investigation and what resources may be required given the risk levels of the customer and/or activity.
- How an investigation serves to complete your SAR/No-SAR results.
- How to use a matrix for establishing a risk-weighted system for conducting investigations (sample matrix included).
- How to apply investigation techniques and tools to assure a strong investigation write up (sample techniques and tools included).
- What elements should be included in every insightful and concise SAR/No-SAR (examples of doing it right and doing it wrong are included.)
BIO: Kenneth Agle
As President/CEO of Counter Risk Group, Mr. Agle brings over 20 years of banking experience covering numerous facets of banking operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting today’s financial institution. Prior to launching his own consulting firm, Mr. Agle had been a bank examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including Safety and Soundness, Compliance, BSA, IT and Trust.
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