Best from the Fall 2020...

By: Dana Wilkes, Senior Affiliation Manager Later this month our Affiliation Program fall meeting attendees will receive a detailed recap of the best and brightest concepts and reflections from the High Performance Idea Exchange, a session that encourages…

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CFPB Proposal for Small Business...

By: Edward R. Milhorn, Compliance Consulting Director Back on September 15, 2020, in connection with the requirements set forth in Section 1071 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 1071), the Consumer Financial Protection…

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Did the OCC rush the...

By: Wilhelmina Wachter, Managing Director – Compliance Services On May 20, 2020, the Office of the Comptroller of the Currency (OCC) issued a final rule on the Community Reinvestment Act (CRA) despite over 7,000 comments received that were…

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Private Bank Stock Transactions

By: John Adams, Head of Investment Banking 2020 has been marked by extreme volatility in the market for public stocks. As a private bank, this is more than a passing interest. When privately owned banks have a need…

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FinCEN Releases Guidance for Providing...

By: Wilhelmina Wachter, Managing Director – Compliance Services On June 29th FinCEN released guidance for financial institutions to address questions related to BSA regulatory requirements for hemp-related businesses. The guidance is intended to enhance the availability of financial…

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New Virtual Conference Options for...

By: Dana Wilkes, Senior Affiliation Manager The Affiliation Program team is pleased to announce that a new virtual conference option will be available this fall.  Earlier this year when the COVID-19 crisis began, we were able to provide…

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